Table of contents for Elements of forecasting / Francis X. Diebold.


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ucno "Is       f IrXILI OI Nc ntOi
F.    '1,6 arin:  Mihods: Ak overxiew of Be Bok                    0
isl Booik, journals, Software, and Online Info rmation        6
:irse Probliems, aindi Compliemennts                              9
r si   in dail life: We are all forecasting, all the time  9
Fo reCC asing  business, finance, economics, andc governmenit   9
Iwe imsic for cast.ing framework                              10
D e>rees of forecastabilit:                                     10
),t.i on thie wIeb                                             io
L jvariaCl amdl miilivariaei forecastinin models                10
i (-f-pts for Review                                           t1
I >onees and Additional Readings                               11
o. I, hI>1s Cd;l)apte U                                           13
M. oil \ldriables, Distributions, and Moments                    14
Vu6irvawuae Randonl Viriables                                     15
L     4 s  ies                                                   16
5  ,   j e esyion. Alnaksis                                       18
ExeIcises, Problems, and Complernenits                              30
Interpreting distributions and densities                         30
Covariance and correlation                                       30
Conditional expectations versus linear projecions                30
Conditional mean and variance                                    30
Scatterplots and regression lines                                30
Desired values of regression diagnostic statistics               3
Mechanics of fitting a linear regression                         31
Regression wivth and with out a consta.nt teirm                  3]
Interpreting coefficienis and variables                          31
Nonlinear least squares                                          31
Regression semantics                                             32
Bibliographical and Computational Notes                             32
Concepts for Review                                                 32
References and Additional Readings                                  33
i. The Decision Environment and Loss Function                         35
2. The Forecast Object                                                39
3. The Forecast Statement                                             40
4. The Forecast Horizon                                               43
5. The Information Set                                                45
6. Methods and Complexity, the Parsimony Principle,
and the Shrinkage Principle                                         46
71 Concluding Remarks                                                 47
Exercises, Problems, and Complements                                47
Data and forecast timing conventions                             4.7
Properties of loss functions                                     47
Relationsh tips among point, in erial, and densitv forecasts    i47
Forecasting at short through long ho.rizons                      47
Forecasting as an ongoing process in organ-iza.tions             48
Assessing forecasting situations                                 48
Bibliographical and Computational Notes                             49
Concepts for Review                                                 49
References and Additional Readings                                  50
1. The Power of Statistical Graphics                                  51
2. Simple Graphical Techniques                                        55
3. Elements of Graphical Stvie                                        59
SApicat ion: Graphing Four ComponInClts of R0l GDP              63
, C   hiucluing Remarks                                            66
E   fr cise s, Problems, and Compeiements                         67
Outliers                                                       67
Siirple versus partial correlation                             67
CAmmlcal regression diagnostic 1: time series plot 0of' V y. and e,  67
Graphical regression diagnostic 2: time sries plot of e or e,  68
Graphical regression diagnostic 3: scatierplot of e, versus ,R  68
Graphi cal an alysis of foreigrn exchange rate data            68
Commrnon scales                                                69
Gra:phin g real GDP. corlti imed from Section 4                69
Color                                                          69
Regression, regression diagnostics. and regression graphics in action  69
Abli ogyraphical ,and Com pu tationAl Notes                      W7
Con.cepts for Review                                              71
Referenccs and Additional Readings                                71
1. Modeling Trend                                                   72
Es6i mating Trend Models                                          80
3  Fo' cast ing Trend                                             81
i S lectinl Forecasting Models Using the Akaie kk and Schwarz Criteria  82
5 Application: Forecasting Retail Sales                             87
Ex cirses, ProblemCIs, anld CMrn plCDIents                        94
Calculatlig forecasts from trend models                        94
i1dendtivirn and testing- trend models                         94
Un derstandmig model selection criteria                        94
Mechanics of trend estimation andil forecasting                95
Properties of polynomial trelids                               95
S'pecialized nonlinear trends                                  95
Moving average smw ooth ing for t end eistimation              95
Bias correcti ons when forecastng f roi logarithmic rnodels    96
odel selection for long-horizon forecalsting                   97
The variety of i nformation  teria" reported across software packages 97
Bibliographical an-d Co' putational .Notes                        97
Concepts fbr Review                                               98
Referen cs anid Additiontial Realings                             98
1 ithe Nature and Sources of Seasonalitv                            99
2 MVodeling Scasonamlitv                                           101
3. Forecasting Seasonal Series                                     103
SApplication: Forecasting Housing Starts                           104
Exercises, Problems, and Complements                             108
Log transfobrmations in seasonal models                       108
Seasonal adjustment                                           108
Selecting forecasting models involving calendar effects       108
Testing for seasonality                                        109
Seasonal regressiomns with an intercept and s - 1 seasonal dunmmies  109
Applied trend and seasonal modeling                            109
Periodic models                                                09
Interpreting dummnn variables                                  110
Constructing seasonal models                                   110
Calendar effects                                               10
Bibliographical and Computational Notes                          111
Concepts for Review                                              111
References and Additional Readings                              1II
Covaliance Stationary Time Series                                113
2. White Noise                                                     117
3. The Lag Operator                                                 123
4. Wold's Theorem, the General Linear Process,
and Rational Distributed Lags*                                   124
5. Estimation and Inference for the Mean, Autriocorrelation, and Partial
Autocorrelation Functions                                        127
6. Application: Characterizing Canadian Employment Dynamics         130
Exercises, Problems, and Complements                             132
Lag operator expressions 1                                     132
Lag operator expressions 2                                     133
Autocorrelation functions of covariance stationary series      133
Autocorrelation vs. partial autocorrelation                    133
Conditional and unconditional means                           133
White noise residuals                                         133
Selecti ng an employment forecasting model with the AIC and SIC  134
Simulation of a time series process                           134
Sample autocorrelation functions for trending series          134
Sample autocorrelation functions for seasonal series          134
Volatility dynamics: correlogr'ams of squares                  135
Bibliographical and Computational Notes                          135
Concepts for Review                                              135
References and Additional Readings                               136
1. Moving Average (MA) Models                                      138
2. Autoregrcssive (AR) Models                                      145
3. Autoregressive Mo\ing Average (ARMA) Models                     152
Spplicon: Specif-ing and E.itimaring \Miodcls
f5 PETmlmoment FOrecastin1                                       154
tEArcis; Problems, and Complements                               163
ARMIA la, inchusion                                           16
Sh,apes of Tcorelograms                                       163
Me iutocoiVianice flunct"ion of th le MA  ) proclss, revisited  163
.P I.'A aflgebra                                              163
D)aoic checking of miodel residuals                          163
g   - cheing of,:                                        i
Mechanics of fitting ARAŽL models                             165
A-r(od(flng cyclical dynamics                                 165
A;gregadon and disnggregation: top-do-own forcasting model
\s, botOin-li forecasting model                             165
Nonlinear forecastinAg models: regiie switching               165
Difficulties with nonlinear optimihation                     166
Bibliographical and Computational Notes                          167
CoIn'epts for. Review                                            168
RcehPences a.nd Additional Readings                              169
1, Optimal Forecasts                                               171
. Forecast ing Moving Average Pro esses                            172
3.  akaing tlhe Forecasts Operational                              176
A I. Te C(.hain Rule of ForecastiIng                               177
%5. 'piicati on: Forecastingr Ernlpovment                          ISO
cxcrcJscs, Problems, and Complements                            184
Oioecast accuracy across horizons                             184
Mechanimcs of forecasting with ARi n-models: BankWire continued  184
Foi ecasinag an AR(1) process with known and unknowni pai:ameters  185
Foe ncasting an AR1LA(2, 2) process                           185
0)ptimal forecasting under asymimetric loss                   186
ni mCation of ilfinite distributed lags. state space representations,
and the TKalnan ilter                                       18>7
Poin and interval forecasts ailowiig for serial correlation-
Nile.comr continued                                         187
Bootstrapping simulation to acknowledge innovation :distribudion
m ccrtainvi and parameter estimation iuncertaintv           188
IB ibliographlical ajnd Compulmional Notes                       189
ConceDpts for Revicw                                             Io)
R.renr e s and Addi ti ona Readin gs                             190
3. Recursive Estimation Procedures for Diagnosing
and Selecting Forecasting Models                                 207
4. Liquor Sales, Continued                                         212
Exercises, Problems, and Complemenrs                             214
Serially correlated disturbances vs. lagged dependent variables  214
Assessing the adequacy of the liquor sales forecasting model
trend specification                                         214
Iipn roving nontrend aspects of the liquor sales forecasting model  21-1
CITSUM analysis of the housing starts model                   215
Model selection based on simulated foriecasting performance   215
Seasonal models with time-varNying parametes f0orecasting
AirSpeed passenger-m4iles                                   215
ForLmal models of unobserved components                       216
T'he restrictions associated with unobserved-components structures  216
Additive unobserved-components decomposition and rmuliplicatirve
unobserved-conpmonents decompositon                         21>7
Signal, noise, and overfitting                                237
Bibliographical and Coinputational Notes                        217
Concepts for Review                                             218
References and Additional Readings                              218
i. Condiional Forecasung Models and Scenario Analysis              220
A.-co-ni -ting for Parant'ser Uncertainty in Confidence
Snterva1s for Conditional F'o ecasts                            22 0
3. Unconditional Forecasting Models                                223
4 Distributed ILags, Polynomial Distributed Lags,
and Rational Distributed Lags                                   224
5. Regressions with Lagged DCpendent Variables, Regressions with
A.RMA Disturbances, and Transfer Function Models                 225
6. Vector Autoregressions                                          228
7. Predictive Causality                                            230
8. Impulse-Response Functions aid Variance Deconmpositions         231
9. Application: Housing Starts and Completions                     235
Exercises, Problems, and Comiplenents                           249
Econometrics, time series analysis, and forecastring          249
Forecasting crop vields                                       249
Regression forecasting models with expectations, or anticipatory, data 249
Business cycle analysis and forecasting: expansions, contractions,
turning points, and leading indicators                      250
Subjective information, Bayesian VARs, and the Minnesota prio  251
Housing starts and comipletions, continued                    251
Nonlinear regression models 1: functional form arid Ramsev's test  251
Nonliinear regression models 2: logarithmrnic regression models  252
Nonlinear regression models 3: neural networks                252
Spurious regression                                           253
Comparative forecasting performance of VAR and univariate models  254
b
Bibliog3pic al a md Com(putational Notes                       2A
C-o;- ncepts ftor Rev\iw                                       255
lRZtrences and Adcitionial Redings                             255
n Evahiatdng a Single Farnc as                                   257
SEvluah:tig  Ivtwo or More Forecasts: Comparing Forec,ast Accuracy  260
A. flucast Enicomnpaissing and FTr'ncast  nbinatdon              263
4.    ication: OveuS Cea Shipping No,luime
on the thntic East Trade Lane                                  26
Exercises, Probienis, and Compllements                         280
For:ecast evaluation in action                               280
Forecast erro analysis                                       280
CoTni:-ning forecasts                                       280S
uanf ti\tt e foreaisting ,  idgmental t forecasti ig, recast
combination, and dshrinkage                                281
The algebra of Forecast conb in ation                        2
The m1echanics  pracical Torecast evaluation and (omb ination  282
\Ahat are we tforecastin T rPi imina  s isd seris,
2and i  limits o trecat accunny                            289
Ex post versus real-time fiorecas evluavion                 2
Whal do h i know about the accuracy of rmactoeconiom rni forcast?  283
For ccas evluation when realizions are unobservcd            283
irecast error vari a ces in models w ih est imatcd param ers  283
fhe ernpirim stcess of forcais comn xfi ntion               284
Fcwrecast curinatiot :mnd the BoxjenAkiN payndinjim         284
Consn'sus forecasts,                                         285
Ablingraphijcal and Comput,itonal Nos                          2S5
Conc p ts for Review                                           286
RAfmences and Additional Readu                                  86
1. Stockisth Trcid, an0d Forec tingl                              8
2. Unit R-oti: Ei:niation an:s TAesty.                           2
3. Applicaon: Mode ng nd Forecing           Dollar L chan e- Ra  30
SSmoothing                                                      312
5. ELxchmn,e Rates, Ccmitmndl                                     318
SExercis.s. PrWo le.mni, and Compeint                          320C
ModI eling and  rctsting tie iot ec  e oiad
( iDEM, LSD) exchangc iat                                 320
>Crx B  P      .   Uyarinc
0  (  i  &0  O'  i  t/  NFi.Fis 14I
Housing starts and completions, continued                    320
AREJMA models, smoothers, and shrinkage                      320
Using stochastic trend unobserved-components models to
impireenit smnioothing techniques in a probabilistic framework  320
Auitomnatic ARIMA m rleling                                  321
The multiplicative seasonal ARIA (p, (d, q) x (P, A1, Q) model  321
The Dickev-Fuller regrpession in the AR () case              321
lHolWinters smoonhing with multiplicative seasonality        322
Cointegration                                                323
Error correction                                             323
Forecast encompassing tests for 1(1) series                  324
Evaluating forecasts of integrated series                    324
Theis Ustatistic                                             324
Bibliographical and Computational Notes                         325
Concepts for Review                                             326
Refer ences and Additional Readings                             326
1. The Basic AR.CH Process                                        330
2. The GARCH Process                                              333
3. Extensions of ARCH anid GARCH Models                           337
4. Estirnating. Forecasting, and Diagnosing GARCIH Models         340
SApplication: Stock Market Volatility                             341
Exercises, Problems, an d Complements                           349
Removing conditional mean dynamics before modeling
volatilitv dynamics                                        349
"Variations on the basic ARCH and GARCH models               349
Empirical performance of pure ARCH models as approximations
to volatilitv dynamics                                     349
Direct modeling of volaility proxies                         350
GARCH volatility forecasting                                 350
Assessing volatility dynamics in observed returns and in
standardized returns                                       350
Allowinig for leptokurtic conditional densities              351
Optimnal prediction under asymmetric loss                    351
Midtivariate GARC1H models                                   351
Bibliographical and Computational Notes                           352
Concepts for Review                                               352
References and Auditional Readings                                353



Library of Congress subject headings for this publication: Forecasting Statistical methods, Forecasting Problems, exercises, etc