Table of contents for Sarbanes-Oxley : building working strategies for compliance / Terence Sheppey and Ross McGill.


Bibliographic record and links to related information available from the Library of Congress catalog


Information from electronic data provided by the publisher. May be incomplete or contain other coding.


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What is Sarbanes- Oxley? * Backgrounds and Legislative Trends * The Financial Sector * An Overview of the Act * Structure and Sections of the Act * Why are Financial Services Affected? * Financial Reporting * Cost * Executive Responsibility * Internal and External Auditing * Intermediaries and Financial Organisations * Degrees of Compliance * Practical Strategies and Best Practice * Compliance with 3-2 Documentation * Compliance with 4-4 Reporting * Controlling Internal Controls * Documentation, Testing and Evaluation * Process and the Organistation- Policies and Behaviour * Risk Management and Security * Intellectual Capital * Information Security and IT Governance * Compliance in the Supply Chain * Impact of Regulatory Frameworks * Methodologies and Frameworks * Existing Colutions and Re-use * Compliance Tools: In House, Vendor or Auditor * Professional Service Providers and Best Practice * The Benchmark Solution
What is Sarbanes- Oxley? * Backgrounds and Legislative Trends * The Financial Sector * An Overview of the Act * Structure and Sections of the Act * Why are Financial Services Affected? * Financial Reporting * Cost * Executive Responsibility * Internal and External Auditing * Intermediaries and Financial Organisations * Degrees of Compliance * Practical Strategies and Best Practice * Compliance with 3-2 Documentation * Compliance with 4-4 Reporting * Controlling Internal Controls * Documentation, Testing and Evaluation * Process and the Organistation- Policies and Behaviour * Risk Management and Security * Intellectual Capital * Information Security and IT Governance * Compliance in the Supply Chain * Impact of Regulatory Frameworks * Methodologies and Frameworks * Existing Colutions and Re-use * Compliance Tools: In House, Vendor or Auditor * Professional Service Providers and Best Practice * The Benchmark Solution



Library of Congress subject headings for this publication:
United States. -- Sarbanes-Oxley Act of 2002.
Corporations -- Accounting -- Law and legislation -- United States.
Financial statements -- Law and legislation -- United States.
Directors of corporations -- Legal status, laws, etc. -- United States.
Corporate governance -- Law and legislation -- United States.